Monitor Groups
Overview
Monitor Groups let you track specific categories of SEC filings and corporate events. Instead of manually searching for filings, each group automatically surfaces relevant filings based on form types and AI-assigned tags.
Navigate to Monitor Groups in the sidebar to browse all available groups.
How It Works
Each predefined group is configured to track specific SEC form types and AI tags. When you open a group, the filing feed automatically queries for matching filings — no manual setup required.
For example, the Announced Spin-offs group shows:
- SEC filings with form types 10-12B and 10-12B/A
- 8-K filings tagged with Spin-off or Distribution by the AI
Predefined Groups
Spin-offs
| Group | Description |
|---|---|
| Announced Spin-offs | Companies that have announced a planned spin-off |
| Completed Spin-offs (Domestic) | Recently completed domestic spin-off transactions |
| Completed Spin-offs (International) | Recently completed international spin-off transactions |
Filing sources: 10-12B, 10-12B/A form types + Spin-off, Distribution AI tags
Insider Activity
| Group | Description |
|---|---|
| Cluster Insider Buying | Multiple insiders buying shares in a short period |
Filing sources: Form 4 insider purchase filings
Buybacks
| Group | Description |
|---|---|
| Announced Buybacks | Companies with newly announced share repurchase programs |
| Completed Buybacks (Down 30%+) | Buyback programs where the stock has declined 30%+ from announcement |
Filing sources: SC 14D-1 form type + Share Buyback AI tag
Corporate Events
| Group | Description |
|---|---|
| Investor Day Calendar | Upcoming investor day presentations and analyst days |
| CEO Changes | Recent CEO transitions and executive leadership changes |
| Stock Splits / Reverse Splits | Announced or pending stock splits and reverse splits |
| Listing Changes (Uplist/Downlist) | Companies changing exchange listings |
| Strategic Alternatives | Companies exploring strategic alternatives |
Filing sources: Leadership Change, Stock Split, Reverse Stock Split, Listing Change AI tags
Short Interest
| Group | Description |
|---|---|
| Short Squeeze (High SI%) | Stocks with elevated short interest and squeeze potential |
IPOs & Secondaries
| Group | Description |
|---|---|
| IPO Pipeline | Upcoming IPO filings and expected pricing dates |
| Completed IPOs (Pre-Unlock) | Recently IPO'd companies before lockup expiration |
| IPO Unlock Schedule | Upcoming lockup expiration dates for recent IPOs |
| Priced Secondaries | Recently priced secondary offerings |
Filing sources: S-1, S-1/A, 424B4 form types + IPO AI tag
Distressed & Bankruptcies
| Group | Description |
|---|---|
| Active Bankruptcies | Companies currently in bankruptcy proceedings |
| Bankruptcy Exits | Companies emerging from bankruptcy |
Filing sources: Bankruptcy AI tag
SPACs
| Group | Description |
|---|---|
| Announced SPACs | SPACs that have announced a merger target |
| Completed SPACs (De-SPACs) | Recently completed SPAC mergers |
Filing sources: S-4, S-4/A form types + SPAC AI tag
Activism & Shorts
| Group | Description |
|---|---|
| Newsletter Shorts | Stocks featured in short-seller research reports |
| 13D / Activist Campaigns | Active 13D filings and activist investor campaigns |
Filing sources: SC 13D, SC 13D/A, DFAN14A form types
M&A
| Group | Description |
|---|---|
| M&A (Active Spreads) | Pending M&A deals with tradeable merger arbitrage spreads |
| Busted M&A | Failed or terminated M&A transactions |
| Tender Offers | Active tender offer bids |
Filing sources: DEFM14A, PREM14A, SC 14D9 form types + Merger Announcement, Acquisition Announcement AI tags
Privatizations
| Group | Description |
|---|---|
| Privatizations (Pending) | Pending going-private transactions |
| Privatizations (Completed) | Recently completed privatizations |
| Demutualizations | Mutual companies converting to stock corporations |
Filing sources: SC 13E-3, SC 13E-3/A form types + Take Private AI tag
Index Changes
| Group | Description |
|---|---|
| Index Additions | Stocks being added to major indices |
| Index Deletions | Stocks being removed from major indices |
Other
| Group | Description |
|---|---|
| Contingent Value Rights (CVRs) | Active contingent value rights |
| Rights Offerings | Active rights offerings |
Filing sources: CVR AI tag
Filing Feed
Each group's detail page shows a filing feed with:
- Type — The SEC form type (e.g. 10-12B, SC 13D) or Form 4, linking to the filing detail
- Company — Company name (or ticker for Form 4)
- Summary — AI-generated analysis of the filing
- Date — Filing date
- Actions — Link to SEC EDGAR + create a deal directly from the filing
Watchlist
Predefined groups also include a collapsible Your Watchlist section where you can add specific tickers to track within that category. Click a watchlist ticker to expand and see its related filings.
Custom Groups
You can create your own monitor groups to track a custom set of tickers:
- Go to Monitor Groups
- Scroll to Custom Groups and click Create Group
- Name your group and add tickers
- Each ticker shows related filings when expanded
Custom groups don't have automatic filing feeds — they are based on the tickers you add manually.
API Access
The REST API provides read-only access to monitor group definitions and category-based filing filtering.
List All Groups
# Get all predefined groups with filing configurations
curl -s -H "x-api-key: sa_your_key" \
"https://kc9zu8cyjf.execute-api.us-east-1.amazonaws.com/v1/monitor-groups" | jq
See Monitor Groups API Endpoint for the full response format.
Filter Filings by Category
Use the category or groupId query parameter on filing list endpoints:
# Get spin-off filings from the past week
curl -s -H "x-api-key: sa_your_key" \
"https://kc9zu8cyjf.execute-api.us-east-1.amazonaws.com/v1/filings/sec?category=spinoffs&createdAfter=2026-02-18"
# Get insider purchases
curl -s -H "x-api-key: sa_your_key" \
"https://kc9zu8cyjf.execute-api.us-east-1.amazonaws.com/v1/filings/form4?category=insider_activity&limit=10"
See the API Endpoints docs for the full list of supported categories.